James Byron Estes

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-07-08
MO	RA	APPROVED	1999-02-26

TX RA
APPROVED

Since 2003-07-08
MO RA
APPROVED

Since 1999-02-26

Branch Locations

8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company Incorporated	Clayton	MO	11/2002	Present

11/2002 → Present

Stifel, Nicolaus & Company Incorporated

Clayton, MO

Other Businesses

1. VP St. Louis; 301 Prospect Ave St. Louis, MO 63110; VP Saint Louis is a fraternal community organization; 3rd Centurion; Assisting in meeting planning and organization; 12/05/2024; 2hrs/mth; During securities trading hours; Not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-02
S63	Uniform Securities Agent State Law Examination	1994-09-19

S65 Uniform Investment Adviser Law Examination

1998-03-02
S63 Uniform Securities Agent State Law Examination

1994-09-19

Other Names

Jamie Estes

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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