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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-28 |
Branch Locations
455 Hutchinson Avenue Suite 860, Columbus, OH 43235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mayfield | OH | 10/2009 | 06/2021 |
| Raymond James Financial Services | Columbus | OH | 06/2021 | Present |
| Raymond James Financial Services Advisors | Columbus | OH | 06/2021 | Present |
| Ameriprise Financial Services, Inc. | Dublin | OH | 10/2009 | 06/2021 |
| Patterson, Turner & Associates | Columbus | OH | 06/2021 | Present |
| World Investments, Inc. | Lincroft | NJ | 06/2024 | Present |
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 06/2024 | Present |
(1)Name of Business: Air SMT, LLC Address: 1075 Pittsburgh Dr, Delaware , OH, 43015, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/31/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This LLC is a shell for airplane ownership. (2)Name of Business: Boston Harbor Address: 100 E Campus View Blvd, Columbus, OH, 43235-4647, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/04/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company only (3)Name of Business: Old Pal Flying Club, LLC Address: 1075 Pittsburgh Dr, Delaware, OH, 43015, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 07/31/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: LLC used for flight instruction. I am the owner of the airplane. My partner is the Certified Flight Instructor. We do not rent the airplane to the general public. (4)Name of Business: Patterson, Turner & Associates Address: 100 E Campus View Blvd, Columbus, OH, 43235-4647, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/04/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner / Managing Director.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-19 |
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