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120 West 45Th Street, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-08 |
| TX | RA | APPROVED_RES | 2020-11-03 |
Branch Locations
120 West 45Th Street 14Th Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kew Gardens | NY | 08/1995 | 01/2017 |
| Seasons Of Advice Wealth Management, Llc. | New York | NY | 01/2017 | 11/2020 |
| Soa Wealth Advisors, Llc | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-19 |
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