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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED_RES | 2024-08-21 |
Branch Locations
6767 N Wickham Rd Ste 400E, Melbourne, FL 32940 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2008 | 11/2019 |
| Ledford Finanical Group | Orlando | FL | 11/2008 | 11/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2019 | 08/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2019 | 08/2024 |
| Lpl Financial Llc | Melbourne | FL | 08/2024 | Present |
1 - 07/18/2024 - Fixed Insurance - Non-Variable Insurance - Inv Related - 1 Hour/Month - FL 32940 - OBA Start Date: 08/21/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-20 |
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