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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2006-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Jackson | TN | 06/2006 | Present |
1. 04/20/2006 - Wallace Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/05/2016 - NO BUSINESS NAME - NOT INV REL - 250 N Parkway, Ste 27, Jackson, TN 38305 - Notary - START 12/30/15 - 1 HOUR PER MONTH - Notarizing documents for my office. 3. 3/27/2017 - No Business Name - Investment Related - Home Based - Tax Prep/Accounting/CPA - Licensed CPA - Started 03/23/17 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 4/29/2021 - Jackson Madison County Bicentennial Commission - Not Investment Related - Home Based - Other-Politics/Government - Board Member/Treasurer - Started 5/1/2021 - 5 Hours Per Month/2 Hours During Securities Trading - Assisting with creating a budget and preparing financial statements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
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