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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| NJ | RA | APPROVED | 2008-04-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc. | New York | NY | 01/2002 | Present |
1. BQ278LLC-ADDRESS OF LLC IS MY RESIDENTIAL ADDRESS-MANAGING MEMBER-2/2021 STARTED-1 HOUR A YEAR-PARTNER WITH JOSHUA SCHERER - BUSINESS INVESTMENTS IN START-UPS 2. SOMA GROUP LLC VENTURE CAPITAL FUND-75 DORCHESTER DR. MANHASSETT,NY 11030 1-2 HOURS A YEAR 3. ADVISORY COMMITTEE FOR FINANCE FOR THE MANHASSETT PUBLIC SCHOOL DISTRICT 4.TTEE FOR A.Z. IRREV. TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-21 |
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