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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2019-01-30 |
Branch Locations
101 West Broadway Suite 1800, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Diego | CA | 12/2018 | Present |
| Arb | Manhattan Beach | CA | 08/2017 | 12/2018 |
| Ubs Financial Services Inc. | Miami | FL | 08/1997 | 07/2017 |
*361711 - ARB Real Estate Investments; Investment related-Yes; Coronado, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2013; During business hours: 0; After business hours: 1; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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