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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-14 |
| VA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Glen Allen | VA | 07/2012 | 08/2017 |
| Securities America Inc. | Henrico | VA | 08/2017 | 06/2024 |
| Securities America Advisors | Henrico | VA | 08/2017 | 06/2024 |
| Osaic Wealth, Inc. | Henrico | VA | 06/2024 | Present |
1. TED PAUL POSITION: Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/1999 ADDRESS: 3781 Westerre Parkway, Suite A, Henrico VA 23233, United States DESCRIPTION: I sell Life Insurance. 2. PINNACLE FIRST FINANCIAL GROUP, LLC POSITION: Managing Partner NATURE: LLC formed in 2008 and active as DBA and marketing name for securities and insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/28/2008 ADDRESS: 3781 Westerre Pkwy Ste A, Henrico VA 23233, United States DESCRIPTION: Run office operations. Oversee assistants. Mentor agents and advisors who put business with us
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-10 |
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