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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-30
  • NY RA
    APPROVED
    Since 2021-09-30

Branch Locations

3 Park Ave, Binghamton, NY 13903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garbarino Associates, Inc Binghamton NY 10/1997 Present
Avantax Investment Services, Inc. Binghamton NY 07/1994 09/2021
Avantax Advisory Services Binghamton NY 07/1994 09/2021
Cetera Financial Specialists Llc Schaumburg IL 09/2021 Present
Church Of The Holy Family Binghamton NY 05/2017 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2021 Present
  • 10/1997 → Present
    Garbarino Associates, Inc
    Binghamton, NY
  • 07/1994 → 09/2021
    Avantax Investment Services, Inc.
    Binghamton, NY
  • 07/1994 → 09/2021
    Avantax Advisory Services
    Binghamton, NY
  • 09/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2017 → 09/2025
    Church Of The Holy Family
    Binghamton, NY
  • 09/2021 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-13 → 2021-10-07
    Avantax Advisory Services
    Binghamton, NY
    Dallas, TX
Other Businesses

1) GARBARINO ASSOCIATES, INC., NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, ENROLLED AGENT, INCOME TAX PREPARATION/ACCOUNTING, MANAGEMENT AND EMPLOYEE SUPERVISION, 50H/WEEK, SINCE 10/1997.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-09
Other Names
  • Joseph Francis Garbarino
  • Joseph Francis Garbarino
  • Joseph Francis Garbarino
  • Joseph Francis Garbarino

View on SEC IAPD

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