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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garbarino Associates, Inc | Binghamton | NY | 10/1997 | Present |
| Avantax Investment Services, Inc. | Binghamton | NY | 07/1994 | 09/2021 |
| Avantax Advisory Services | Binghamton | NY | 07/1994 | 09/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2021 | Present |
| Church Of The Holy Family | Binghamton | NY | 05/2017 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2021 | Present |
1) GARBARINO ASSOCIATES, INC., NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, ENROLLED AGENT, INCOME TAX PREPARATION/ACCOUNTING, MANAGEMENT AND EMPLOYEE SUPERVISION, 50H/WEEK, SINCE 10/1997.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
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