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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-05 |
| NJ | RA | APPROVED | 2022-02-15 |
Branch Locations
328 Newman Springs Rd Suite #1, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Trenton | NJ | 09/2014 | 01/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Trenton | NJ | 09/2014 | 01/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-18 |
| S65 | Uniform Investment Adviser Law Examination | 2000-04-03 |
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