Francis Xavier Capella

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-05

NY RA
APPROVED

Since 2021-08-05

Branch Locations

80 Business Park Drive Suite 308, Armonk, NY 10504 • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Securities	Los Angeles	CA	06/2007	Present

06/2007 → Present

Wedbush Securities

Los Angeles, CA

Other Businesses

Skyarch Capital Advisors, LLC; Investment Related; Purchase NY; DBA for securities business done through Wedbush Securities; Vice President; Start: 9/2011; 40 hours weekly & during trading hours; DBA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-11
S63	Uniform Securities Agent State Law Examination	2005-11-17

S66 Uniform Combined State Law Examination

2017-07-11
S63 Uniform Securities Agent State Law Examination

2005-11-17

Other Names

Francis Xavier Cappella
Frank Capella

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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