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Sridhar Yarlagadda

Wells Fargo Clearing Services, LLC

Albuquerque, NM

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-02
NM RA APPROVED 2004-03-29
  • TX RA
    APPROVED_RES
    Since 2014-06-02
  • NM RA
    APPROVED
    Since 2004-03-29

Branch Locations

6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albuquerque NM 05/2009 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-03-29
S65 Uniform Investment Adviser Law Examination 2004-03-24
  • S63 Uniform Securities Agent State Law Examination
    2004-03-29
  • S65 Uniform Investment Adviser Law Examination
    2004-03-24

View on SEC IAPD

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ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
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ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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