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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-27 |
| TX | RA | APPROVED | 2021-09-23 |
Branch Locations
2236 Capital Circle Ne Ste 105, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Philip Spitzer Insurance Agent | Tallahassee | FL | 04/1976 | Present |
| Voya Financial Advisors | Tallahassee | FL | 09/2014 | 06/2021 |
| Cetera Advisor Networks | El Segundo | CA | 05/2021 | 09/2021 |
| Lpl Financial Llc | Tallahassee | FL | 09/2021 | Present |
1) 4/1984 - Other - PHILIP R. SPITZER, PHILATELIST - Not Investment Related - 1% - TALLAHASSEE, FL 32308 2) 4/1976 - Non-Variable Insurance - PHILIP R. SPITZER, CLU, CHFC - Investment Related - 5% - TALLAHASSEE, FL 32308
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-28 |
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