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Sean William Rooney

Hightower Advisors, LLC

New York, NY

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-16
  • NY RA
    APPROVED
    Since 2024-09-16

Branch Locations

300 Madison Ave 29Th Floor, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alvarez And Marsal New York NY 07/2015 01/2018
Hightower Securities, Llc New York NY 09/2019 Present
Lucid Management New York NY 10/2018 02/2019
Unemployed Hoboken NJ 01/2018 10/2018
Unemployed Hoboken NJ 03/2019 08/2019
  • 07/2015 → 01/2018
    Alvarez And Marsal
    New York, NY
  • 09/2019 → Present
    Hightower Securities, Llc
    New York, NY
  • 10/2018 → 02/2019
    Lucid Management
    New York, NY
  • 01/2018 → 10/2018
    Unemployed
    Hoboken, NJ
  • 03/2019 → 08/2019
    Unemployed
    Hoboken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-10
S63 Uniform Securities Agent State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2019-10-10
  • S63 Uniform Securities Agent State Law Examination
    2000-12-05
Designations
Other Names
  • Sean W Rooney

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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