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John Michael Murphy

Stifel, Nicolaus & Company, Incorporated

Frederick, MD

Poughkeepsie, NY

Harpers Ferry, WV

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-19
WV RA APPROVED 2022-02-25
MD RA APPROVED 2022-02-18
NY RA APPROVED 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2024-09-19
  • WV RA
    APPROVED
    Since 2022-02-25
  • MD RA
    APPROVED
    Since 2022-02-18
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

Creekside Plaza 50 Citizen'S Way Suite 200, Frederick, MD 21701 • United States

2515 South Road Suite 202, Poughkeepsie, NY 12601 • United States

Harpers Ferry, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie NY 11/2000 12/2017
Bank Of America,Na Poughkeepsie NY 12/2009 12/2017
Stifel Nicolaus & Co Inc Poughkeepsie NY 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-11
S63 Uniform Securities Agent State Law Examination 1994-09-20
  • S65 Uniform Investment Adviser Law Examination
    2022-01-11
  • S63 Uniform Securities Agent State Law Examination
    1994-09-20
Other Names
  • John M Jr Murphy

View on SEC IAPD

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LPL FINANCIAL LLC · FREDERICK, MD
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