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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
4848 Loop Central Drive Suite 1005, Houston, TX 77081 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | League City | TX | 05/2015 | 11/2019 |
| Various Insurance Carriers For W&R Insurance Agencies | League City | TX | 05/2015 | 11/2019 |
| Lincoln Financial Securities, Inc | Houston | TX | 11/2019 | 01/2025 |
| Osaic Wealth, Inc. | Houston | TX | 01/2025 | Present |
1) ERIC RUMBAUGH/ADVISORS FINANCIAL GROUP 4848 LOOP CENTRAL DRIVE, SUITE #1005 HOUSTON, TX CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/MANAGER DUTIES: OFFER ACCIDENT, HEALTH, DISABILITY, AND TRADITIONAL LIFE INSURANCE; FIXED AND FIXED INDEXED ANNUITIES; LIFE SETTLEMENTS START DATE: 11/2019 HOURS PER MONTH: 25 HOURS PER MONTH DURING TRADING HOURS: 12.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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