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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-05-26 |
| TX | RA | APPROVED_RES | 1997-01-07 |
Branch Locations
222 2Nd Ave S, Nashville, TN 37201 • United States
Nashville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 05/1994 | Present |
| Bank Of America, N.A. | Nashville | TN | 12/2009 | Present |
I*504972 For profit or not for profit: Name of outside business organization: Rental Investment related: N Address of business: Nashville, Tennessee, 37212 Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/1/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*23883 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRIDENT INVESTMENT PARTNERS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 01/01/0001 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 1/3 PARTNER PARTICIPATE IN TRANSACTIONS DECISIONS I*51574 For profit or not for profit: For-Profit Organization Name of outside business organization: Phyl's Phyne Phamily Pharm Investment related: Y Address of business: Knoxville, Tennessee 37934 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 2/27/2012 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a family farm inherited from my deceased grandfather. I have no tasks I*92293 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37216 NATURE OF BUSINESS: OTHER, HOLDING IN INDIVIDUAL NAME POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 3/24/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE NO RESPONSIBILITY OTHER THAN TO OWN THE PROPERTY I*92616 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 1026 E. TRINITY LANE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37218 NATURE OF BUSINESS: OTHER,I WOULD BE INVESTING PERSONALLY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/20/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PURPOSE IS TO INVESTMENT IN ADDITIONAL REAL ESTATE IN THE NASHVILLE MARKET "I ""997286"", Name of OBA: Rental Property 1, Address: Nashville, Tennessee, Investment Related: N, Position, Title: Sole owner Employee Start Date: 10/6/2022, No Hours: 0, Yearly, No Hours during trading: 0, Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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