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Eric Michael Dawson

Van Diest Capital

Webster City, IA

Polk City, IA

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Current Employers
Van Diest Capital

302 West Broadway Suite 9, Polk City, IA 50226 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-11-25
  • IA RA
    APPROVED
    Since 2025-11-25

Branch Locations

522 2Nd St Suite 1, Webster City, IA 50595 • United States

302 West Broadway Suite 9, Polk City, IA 50226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Webster City IA 05/2016 11/2018
Royal Alliance Associates, Inc. Webster City IA 11/2018 11/2025
Van Diest Capital Webster City IA 11/2025 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Webster City, IA
  • 11/2018 → 11/2025
    Royal Alliance Associates, Inc.
    Webster City, IA
  • 11/2025 → Present
    Webster City, IA
Previous Registrations
  • 2018-11-02 → 2025-11-26
    Rochester, MN
    Webster City, IA
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Rochester, MN
    Cedar Rapids, IA
    Webster City, IA
  • 2007-04-12 → 2016-05-13
    Webster City, IA
    Cedar Rapids, IA
    Webster City, IA
Other Businesses

1. GOLF COACH POSITION: Golf Coach NATURE: It's not a business. I am contracted with the school to coach golf. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: Des Moines St, Webster City IA 50595, United States DESCRIPTION: Coach boys golf 2. FINANCIAL INVESTMENT GROUP LLC POSITION: Member NATURE: LLC, INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2012 ADDRESS: 522 2nd St Suite 1, Webster City IA 50595, United States DESCRIPTION: LLC formed for Fixed Insurance. 3. DAWSON & BERTRAN RENTALS POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 522 2nd St St 1, Webster City IA 50595, United States DESCRIPTION: Collecting Rent and managing apartments 4. DAWSON FAMILY RACING STABLE POSITION: Owner NATURE: Sole Proprietorship. We own a thoroughbred racehorse in a partnership. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 2201 N Terrace Dr, Webster City IA 50595, United States DESCRIPTION: Own a horse 5. VDC Accounting, LLC; Eric is a minority owner and Partner in the firm but spends no time working with it. 6. Dawson Family Ventures POSITION: Owners NATURE: A multi-member LLC established to own family real estate properties, owned by the Dawson family members themselves. The properties may or may not be used for AirBnB/rentals in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2026-08-01 ADDRESS: 2405 N Terrace Drive Webster City IA 50595 CONTACT PERSON: Tyler Dawson.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
S63 Uniform Securities Agent State Law Examination 1994-10-28
  • S66 Uniform Combined State Law Examination
    2007-03-30
  • S63 Uniform Securities Agent State Law Examination
    1994-10-28

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