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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-24 |
Branch Locations
975 Corbindale Rd. Ste. 109, Houston, TX 77024 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ims Securities, Inc. | Houston | TX | 12/2000 | 11/2017 |
| Ims Financial Advisors, Inc. | Houston | TX | 12/2000 | 08/2023 |
| Calton & Associates, Inc. | Houston | TX | 11/2017 | 08/2023 |
| Mutual Advisors, Llc. | Omaha | NE | 08/2023 | Present |
1. William G Christian Jr Attorney at Law, Start Date: 02/1984, 975 Corbindale Rd., Ste. 109, Houston, TX 77024, Sole Proprietorship, Legal Services - Estate planning, wills and probate, real estate law, Attorney, Representation of clients by providing advice, drafting documents or appearing in court, Not Investment Related, 4 Hours per month, .5 Hours per day during trading hours. 2. Hester Place Timberlands, LLC., Start Date: 08/2013, 975 Corbindale Rd., Ste 109, Houston, TX 77024, LLC, Land Management of 1,000+ Acres, including timber contracts and hunting lease, Manager, Oversee the management of the land particularly as to timber contracts and the hunting lease, File tax returns and LLC reports, Make disbursements to owners, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. J Watt Heirs, LLC., Start Date: 07/2018, 975 Corbindale Rd., Ste. 109, Houston, TX 77024, LLC, Land Management of 1,815 Acres of raw land in 4 parishes in LA, Manager, Negotiate and Manage Commercial Leases and Oil and Gas Leases, File Tax Returns, Make Distributions and File Reports, Not Investment Related, 3-4 Hours per month, 0 Hours per day during trading hours. 4. Hester Place Minerals, LLC., Start Date: 02/2013, 975 Corbindale Rd., Ste. 109, Houston, TX 77024, LLC, Ownership of Minerals Rights in 1,010 Acres, Manager, File reports and maintain bank account, negotiate oil and gas leases, Not Investment Related, .5 Hours month month, 0 Hours per day during trading hours. 5. Wallace Wyoming Minerals, LLC., Start Date: 02/2013, 975 Corbindale Rd., Ste. 109, Houston, TX 77024, LLC, Ownership of Mineral Rights in 800 Acers in MS, Manager, File Reports and Maintain bank account and negotiate oil and gas leases, Not Investment Related, .25 Hours per month, 0 Hours per day during trading hours. 6. Wallace Forrest Hills Minerals, LLC., Start Date: 02/2013, 975 Corbindale Rd., Ste. 109, Houston, TX 77024, LLC, Management of Mineral Interests in 1,325 Acres in MS, Manager, Maintain bank account, negotiate oil and gas leases, Not Investment Related, .25 Hours per month, 0 Hours per day during trading hours. 7. Hinson & Hale Medical Technologies, Inc., Start Date: 12/2014, 975 Corbindale Rd., Ste. 109, Houston, TX 77024, C Corporation, Manufacture of Textiles for Medical Industry, CEO - President & Chairman of the Board, Oversee operations, strategic planning, maintain bank account, reports to stockholders and board of directors, Not Investment Related, 6 Hours per month, 1 Hour per day during trading hours. 8.Independent Insurance Agent, Insurance Sales & Services, Not Investment Related, 5-10 hours per month, <1 hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-20 |
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