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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-01-03 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
SOUTHERN FAMILY INVESTMENTS LLC; INVESTMENT RELATED; PINEHURST, NC; REAL ESTATE HOLDING PARTNERSHIP; MANAGING PARTNER; START DATE 5/2005; 2 HRS PER MONTH; 0 HRS DURING TRADING. MARSHALLS HOUSE AT MSU LLC, INV RELATED, STARKVILLE, MS, START DATE: 7/1/23, 1 HR PER MONTH 0 HRS DURING TRADING, MANAGE PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-02 |
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