Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-30 |
| NJ | RA | APPROVED | 2023-07-24 |
| NY | RA | APPROVED | 2021-04-05 |
| NV | RA | APPROVED | 2020-09-08 |
| TX | RA | APPROVED | 2018-01-11 |
| CA | RA | APPROVED | 2013-05-03 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
400 Park Avenue, New York, NY 10022 • United States
Middletown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | New York | NY | 04/2012 | Present |
| Rim Securities Llc | New York | NY | 09/2012 | Present |
| City National Rochdale | New York | NY | 09/2012 | Present |
(1) Name of Entity: Lincroft Little League; Non investment-related; Address: Lincroft Little League - P.O. Box 186 Lincroft, NJ 07738; Nature of OBA: Little League Baseball; Position/Title/Relationship: Board Member; Start Date: 09/01/2013; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: In charge of coordinating the tee ball division.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-26 |
Reach out to this advisor