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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-11 |
| IL | RA | APPROVED | 2003-07-09 |
Branch Locations
1000 Jorie Blvd Ste 140, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloom Associates Inc | Oak Brook | IL | 11/1973 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/1994 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2006 | Present |
1) BLOOM ASSOCIATES INC; NOT INV REL; SAME AS REGISTERED LOCATION; CPA; LICENSED PUBLIC ACCOUNTANT PRESIDENT/OWNER; OFFER HEALTH INSURANCE THROUGH CENTENE WELLCARE, BLUE CROSS BLUE SHIELD; 15-20 H/WK, 15-20H/WEEK DURING TRADING SINCE 12/8/00: 2) HEALTH INSURANCE SALES, NEW AND RENEWALS; START DATE 11/8/2010; 5 HRS/MTH: 3) NAME OF OTHER BUSINESS: JOHN P. BENSFIELD; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 09/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PASSIVE ACTIVITIES FOR REAL ESTATE RENTAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-16 |
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