Anthony Joe

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 11/2016 → Present
  Bank Of America, N.A.
  Melville, NY

Other Businesses

For profit or not for profit: For Profit Name of outside business organization: Tallaway LTD Investment related (Y/N): N Address of business: Woodbury, NY Nature of business: Rental Property Position, title, association: Owner Start date of relationship: 6/1999 Number of hours devoted: 1-2 hrs per month Number of hours devoted during trading hours: 0 Duties President of the company.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-01
• S63 Uniform Securities Agent State Law Examination
  1995-02-23

Other Names

• Anthony Y Joe