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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-19 |
| TX | RA | APPROVED | 2022-04-07 |
| NY | RA | APPROVED | 2022-03-25 |
Branch Locations
320 Park Avenue Fl 9, New York, NY 10022 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 05/2013 | 03/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2022 |
| Raymond James & Associates, Inc. | New York | NY | 03/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
Dirigo Capital Management LLC; Investment related; Delaware; private investments; Owner; 04/2010; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-26 |
| S66 | Uniform Combined State Law Examination | 2003-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-30 |
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