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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-04-10 |
| ME | RA | APPROVED | 2026-04-10 |
| IL | RA | APPROVED | 2024-12-02 |
| FL | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED_RES | 2024-09-06 |
| NY | RA | APPROVED | 2021-09-08 |
| CT | RA | APPROVED | 2019-11-15 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | White Plains | NY | 12/2014 | Present |
| A.G.P. / Alliance Global Partners | New York | NY | 11/2019 | Present |
1) RS UNLIMITED DBA THE RELIANCE GROUP, 810 7TH AVE. NEW YORK, NY 10019; PRESIDENT, RUN DAY TO DAY ACTIVITIES; INVESTMENT RELATED; START DATE: 07/01/2016; 160 HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS. 2)MSA UNLIMITED LLC, 30 NORWWOD RD. YONKERS, NY 10710; NOT INVESTMENT RELATED, REAL ESTATE HOLDING COMPANY; MEMBER DUTIES: CLERICAL; START DATE: JANUARY 27, 2017; <1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-05 |
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