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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-06 |
| NJ | RA | APPROVED | 2024-02-05 |
| CT | RA | APPROVED | 2024-02-02 |
| ME | RA | APPROVED | 2024-02-02 |
| NH | RA | APPROVED | 2024-02-02 |
| RI | RA | APPROVED | 2024-02-02 |
| VT | RA | APPROVED | 2024-02-02 |
| NY | RA | APPROVED | 2021-04-05 |
| TX | RA | APPROVED_RES | 2007-01-04 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Freehold, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rochdale Investment Management | New York | NY | 11/1999 | Present |
| Rim Securities Llc | New York | NY | 11/1999 | Present |
(1) Name of Entity: Rental property; Investment-related; Address: 4 Currytown Lane Freehold, NJ 07728; Nature of OBA: We own (100%) a condo in NYC that is being rented out. My wife manages this property; Position/Title/Relationship: Trustee - My revocable living trust as well as my spouse's revocable living trust are joint owners; Start Date: 01/01/2003; Time devoted: 0 hours per month; 0 during securities trading hours; Duties: Joint owner with my spouse .. start date below is approximate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-05 |
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