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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2017-07-27
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2017-07-27
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2099 Broadway, New York, NY 10023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Vrk Enterprises, Llc. Upper Saddle River NJ 05/2019 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2012 Present
  • 10/2012 → Present
    New York, NY
  • 05/2019 → Present
    Vrk Enterprises, Llc.
    Upper Saddle River, NJ
  • 07/2012 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2012-07-12 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
  • 2009-10-23 → 2012-07-05
    Bradenton, FL
    Sarasota, FL
    Bradenton, FL
    Upper Saddle River, NJ
  • 2007-12-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Bradenton, FL
    Sarasota, FL
  • 2006-11-03 → 2007-12-21
    St. Petersburg, FL
    Tampa, FL
    St. Petersburg, FL
    Sarasota, FL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: VRK ENTERPRISES, LLC. (2040 & 123) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/1/2019 ADDRESS: 361 Upper Saddle River, NJ DETAILS: BUSINESS/LLC ADDRESS: 361 UPPER SADDLE RIVER, NJ. RENTALS/PROPERTIES: 2040 ST. PETERSBURG, FL. 123 ST. PETERSBURG, FL. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): MAYBE 10 HOURS DURING TRADING: MINIMAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-30
  • S66 Uniform Combined State Law Examination
    2006-09-30
Designations
Other Names
  • Tim Haab
  • Timothy Hegeman Haab

View on SEC IAPD

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