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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-10-17 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
560 W Brown Rd Suite 3001, 3Rd Floor, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sji Financial Services, Inc. | Phonenix | AZ | 01/2011 | 10/2019 |
| Voya Financial Advisors | Phoenix | AZ | 09/2014 | 10/2019 |
| Berthel, Fisher & Company Financial Services, Inc | Mesa | AZ | 10/2019 | Present |
| Bfc Planning, Inc. | Mesa | AZ | 10/2019 | Present |
1. Jason Smith Insurance-N-Mesa, AZ-Insurance Sales-Agent-11/2019-5-1-Life insurance sales. 2. J. Gregory Smith - Author-N-Mesa, AZ-Self Published Book-Author-06/2020-20-0-Self publishing a book that reviews Genesis 1-11. 3. FedEx- N- Goodyear, AZ- Shipping- 10/2023- 80- 0- Package handling. 4. Mr. Smitty Notes LLC- Mesa, AZ- Owner- 06/2024- 0- 0- LLC S Corp through which IAR fees are received for tax purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-19 |
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