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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-23 |
| MI | RA | APPROVED | 2025-05-15 |
Branch Locations
400 Town Center Dr, Dearborn, MI 48126 • United States
18070 Fort Street, Riverview, MI 48193 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunamerica Capital Services, Inc. | Woodland Hills | CA | 10/2011 | 01/2018 |
| Sunamerica Retirement Markets | Woodland Hills | CA | 10/2011 | 01/2018 |
| Protective Life | Wyandotte | MI | 01/2018 | 09/2019 |
| Proequities, Inc. | Wyandotte | MI | 01/2018 | 09/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2019 | 05/2025 |
| Dfcu Financial | Dearborn | MI | 10/2019 | Present |
| Lpl Financial Llc | Dearborn | MI | 05/2025 | Present |
1. 4/25/2025: DFCU Financial Partners; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/25/2025; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-01 |
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