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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 03/2000 | Present |
| Minster Bank | Minster | OH | 10/1999 | Present |
| Cetera Investment Advisers Llc | Minster | OH | 01/2014 | Present |
1.) MINSTER BANK; TRUST DEPARTMENT MANAGER; MANAGE DEPARTMENT, MEET WITH CUSTOMERS, REPORT TO TRUST COMMITTEES, MANAGE TRUST COMPLIANCE. WORK WITH CUSTOMERS TO COMPLETE QUESTIONNAIRE, DETERMINE ASSET ALLOCATION AND CREATE INVESMENT POLICY STATEMENT. A MODEL IS THEN APROVED BY THE TRUST COMMITTE WHOM WILL MONITOR THE ACCOUNTS. SPECIFIC RECOMMENDATIONS ARE NOT MADE AND HE WILL ABSTAIN FROM VOITING ON THE COMMITTEE. 2.) ST AUGUSTINE PARISH COMMITTEE. MONTHLY MEETINGS TO DISCUSS PARISH FINANCES. DOES NOT INVOLVE INVESTMENTS. 3.) TRUSTEE FOR GREGORY NANCI EITING REV LIVING TRUST; NIECES AND NEPHEWS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-13 |
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