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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-09-02 |
Branch Locations
11 Madison Avenue, New York, NY 10010 • United States
Upper Saddle River, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wps Advisor | New York City | NY | 02/2014 | 01/2017 |
| Intelligration | Summit | NJ | 01/2017 | 10/2019 |
| Ubs Financial Services Inc | New York City | NY | 10/2019 | Present |
1) The College Foundation of the University of Virginia/Address: 2410 Old Ivy Road, Suite 100CharlottesvilleVirginia/Nature of Business: The College Foundation raises funds to support the initiatives of the Dean of The College of Arts and Sciences at The University of Virginia. The Foundation's board also provides feedback to the Dean and his staff and faculty./Position: Member of Board of directors/ Duties: I am currently Chairman of the Board./ Start Date :9/9/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-11 |
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