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Thomas Geoffrey Robertson

Morgan Stanley

Columbus, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-29
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2016-08-29
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

41 South High Street Suite 2700, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Columbus, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

1..Solitude LLC; Investment related: Yes; Columbus, OH; home ownership; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2016; During business hours: 0; After business hours: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-01
S63 Uniform Securities Agent State Law Examination 1994-08-24
  • S65 Uniform Investment Adviser Law Examination
    1994-09-01
  • S63 Uniform Securities Agent State Law Examination
    1994-08-24
Other Names
  • Tom Robertson

View on SEC IAPD

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