Douglas Charles Stroot

Current Employers

Employment History

• 03/1999 → 11/2017
  National Planning Corporation
  San Diego, CA
• 11/2015 → Present
  Trilogy Capital, Inc.
  San Diego, CA
• 11/2017 → Present
  Lpl Financial Llc
  San Diego, CA
• 03/1999 → Present
  Trilogy Financial Services Inc
  San Diego, CA

Previous Registrations

• 2002-12-16 → 2017-11-29
  National Planning Corporation
  Daniel Island, SC
  San Diego, CA
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - San Diego CA - Real Estate Rental - Owner - Start Date 04/2006 - 1 Hours Per Month. 2. 02/15/2018 - Trilogy Capital, Inc. - DBA: (Hybrid) Trilogy Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 11/2015 - 120 Hours Per Month- Time Spent 75% - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/31/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 4. 7/31/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 1//2019- Jeanette Stroot Living Trust. Successor Trustee. Act in a fiduciary capacity as needed. Not investment related. 0 hrs/mont.

Exams

• S66 Uniform Combined State Law Examination
  2001-05-26
• S63 Uniform Securities Agent State Law Examination
  1994-07-21