Brian Joseph Cunningham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Charleston, SC
• 11/2016 → 07/2019
  Wells Fargo Clearing Services, Llc
  Charleston, SC
• 07/2019 → Present
  Lpl Financial Llc
  Myrtle Beach, SC

Previous Registrations

• 2013-10-10 → 2019-07-09
  Wells Fargo Clearing Services, Llc
  Charleston, SC
  Myrtle Beach, SC
• 2008-11-26 → 2013-10-10
  Raymond James & Associates, Inc.
  Myrtle Beach, SC
• 2002-08-21 → 2008-11-17
  Wells Fargo Clearing Services, Llc
  Myrtle Beach, SC
  Myrtle Beach, SC

Other Businesses

1)06/24/2019 - Veritas Financial Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2019 - 120 hr/mth 2)06/24/2019 - Brian Cunningham - Non-Variable Insurance - inv rel - at reported business location(s) - start: 07/2019 - 120 hr/mth 3)01/25/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/31/2022 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-11
• S63 Uniform Securities Agent State Law Examination
  1995-08-04

Designations

• Certified Financial Planner