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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-07-03 |
Branch Locations
1039 44Th Avenue N, Ste 103, Myrtle Beach, SC 29577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charleston | SC | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | 07/2019 |
| Lpl Financial Llc | Myrtle Beach | SC | 07/2019 | Present |
1)06/24/2019 - Veritas Financial Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2019 - 120 hr/mth 2)06/24/2019 - Brian Cunningham - Non-Variable Insurance - inv rel - at reported business location(s) - start: 07/2019 - 120 hr/mth 3)01/25/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/31/2022 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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