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Gary Roy Alden

Kingwood Investment Group

Kingwood, TX

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Current Employers
Kingwood Investment Group

22001 Northpark Drive Suite 245, Kingwood, TX 77339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-09
  • TX RA
    APPROVED
    Since 2024-05-09

Branch Locations

22001 Northpark Drive Suite 245, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Kingwood TX 11/2006 10/2024
Kingwood Investment Group, Llc Kingwood TX 05/2024 Present
  • 11/2006 → 10/2024
    Next Financial Group
    Kingwood, TX
  • 05/2024 → Present
    Kingwood Investment Group, Llc
    Kingwood, TX
Previous Registrations
  • 2006-11-17 → 2024-10-18
    Next Financial Group, Inc.
    Albuquerque, NM
    Houston, TX
    Kingwood, TX
  • 2003-11-12 → 2006-11-27
    Lpl Financial Llc
    Kingwood, TX
    Kingwood, TX
  • 1998-10-30 → 2003-11-26
    Ubs Financial Services Inc.
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-19
S63 Uniform Securities Agent State Law Examination 1994-10-11
  • S65 Uniform Investment Adviser Law Examination
    1994-10-19
  • S63 Uniform Securities Agent State Law Examination
    1994-10-11
Other Names
  • Gary R Alden

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
ROTH FINANCIAL PARTNERS LLC
LPL FINANCIAL LLC
WEALTH MANAGEMENT
MTR FINANCIAL SERVICES, LLC
SYMPHONY FINANCIAL, LTD. CO.

Other Investors

KYLE ANDREW SADLER
LINDSEY C. REDDING
DAVID PATRICK FARRELL
BRIAN F LA ROCCA
CRAIG F ZUMPANO
ROBERT L (II) HAYES
BRADFORD J BOIKE
Jonathan Andrew Conner

Other Offices

OSAIC WEALTH, INC. · KINGWOOD, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
OSAIC WEALTH, INC. · KINGWOOD, TX
ROTH FINANCIAL PARTNERS LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
LPL FINANCIAL LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX

More in Kingwood, TX

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