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Steven Joseph Siepak

Cetera Investment Advisers LLC

El Segundo, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 01/2008 11/2017
National Planning Holdings El Segundo CA 01/2008 11/2017
Unemployed Whittier CA 11/2017 04/2018
Cetera Advisors Llc Denver CO 04/2018 05/2025
Cetera Advisor Networks Llc El Segundo CA 04/2018 05/2025
Cetera Financial Specialists Llc Schaumburg IL 04/2018 05/2025
Cetera Investment Services Llc St Cloud MN 04/2018 Present
Summit Brokerage Services, Inc. Boca Raton FL 04/2018 12/2019
First Allied Securities, Inc. San Diego CA 04/2018 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisors Llc Greenwood Village CO 01/2026 Present
Cetera Financial Specialists Schaumburg IL 02/2026 Present
Cetera Wealth Services El Segundo CA 02/2026 Present
  • 01/2008 → 11/2017
    National Planning Corporation
    El Segundo, CA
  • 01/2008 → 11/2017
    National Planning Holdings
    El Segundo, CA
  • 11/2017 → 04/2018
    Unemployed
    Whittier, CA
  • 04/2018 → 05/2025
    Cetera Advisors Llc
    Denver, CO
  • 04/2018 → 05/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2018 → 05/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2018 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2018 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 04/2018 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 01/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2026 → Present
    Cetera Financial Specialists
    Schaumburg, IL
  • 02/2026 → Present
    Cetera Wealth Services
    El Segundo, CA
Previous Registrations
  • 2018-12-10 → 2023-06-29
    Cetera Wealth Services, Llc
    El Segundo, CA
    Whittier, CA
    Whittier, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
S63 Uniform Securities Agent State Law Examination 1994-08-22
  • S66 Uniform Combined State Law Examination
    2018-12-07
  • S63 Uniform Securities Agent State Law Examination
    1994-08-22

View on SEC IAPD

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