Bennett Charles Firestein

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2026
  Morgan Stanley Smith Barney
  New York, NY
• 02/2026 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2009-06-01 → 2026-02-19
  Morgan Stanley
  New York, NY
  New York, NY
  Purchase, NY
  New York, NY
  Harrison, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
• 2002-12-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  New York, NY

Other Businesses

*POA; Investment related Yes; Harrison, New York; 03/2024; During business hours: 0; After business hours: 1 *Prusik Group - Real Estate Investment Yes; Harrison, New York; 01/2017; During business hours: 0; After business hours: 1 *Gilman Management - Real Estate Investment Yes; Harrison, New York; 01/2018; During business hours: 0; After business hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-20
• S63 Uniform Securities Agent State Law Examination
  1994-08-26