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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-10-28 |
Branch Locations
4860 Cox Rd Ste 200 #216, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities Management | Glen Allen | VA | 09/2011 | 10/2024 |
| Lpl Financial, Llc | Glen Allen | VA | 10/2024 | Present |
1) 08/02/2024 - Highland Partners Financial Services - start 08/12/2024 - DBA for LPL Business (entity for LPL business) - Investment Related - at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-22 |
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