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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-01 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 04/2013 | 08/2018 |
| Ameriprise Financial Services Inc | New York | NY | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-14 |
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