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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-03 |
| NC | RA | APPROVED | 2023-06-08 |
| VA | RA | APPROVED | 2018-11-02 |
Branch Locations
2847 Penn Forest Boulevard Suite 100, Roanoke, VA 24018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life | Montpelier | VT | 07/1993 | Present |
| Equity Services, Inc. | Roanoke | VA | 06/1994 | Present |
| Signator Investors Inc | Raleigh | NC | 02/2009 | 11/2018 |
| Royal Alliance Associates, Inc. | Roanoke | VA | 11/2018 | Present |
1. VALLEY FINANCIAL SOLUTIONS POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 02/27/2009 ADDRESS: 2847 Penn Forest Blvd Suite 100, Roanoke VA 24018, United States DESCRIPTION: Valley Financial Solutions is the name I use to conduct and market my Business 2. W HUNTER HICKAM POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1993 ADDRESS: 2847 Penn Forest Blvd Suite 100, Roanoke VA 24018, United States DESCRIPTION: Fixed Life and Health Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-03 |
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