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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-14 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
11 Madison Avenue, New York, NY 10010 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | Weehawken | NJ | 07/1995 | Present |
| Ubs Financial Services Inc | New York | NY | 11/2013 | Present |
GARY KANEW QTIP TRUST / KIAWAH ISLAND, SC 29455-5803 / TRUST / SECOND TO DIE TRUST / TRUSTEE / TO BE CO TRUSTEE / START DATE 04/02/2012.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-27 |
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