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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2017-03-13
TX RA APPROVED_RES 2016-09-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2017-03-13
  • TX RA
    APPROVED_RES
    Since 2016-09-06

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Old Tappan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 03/2008 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: 1803 Broadway, Apt. 108, Nashville, TN 37203 Address: 7 Innkeeper Road, Old Tappan, NJ, 07675, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 06/15/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own along with my wife, Shilpa, this investment property in Nashville and rent it out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-17
S63 Uniform Securities Agent State Law Examination 1994-08-30
  • S66 Uniform Combined State Law Examination
    2008-05-17
  • S63 Uniform Securities Agent State Law Examination
    1994-08-30

View on SEC IAPD

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