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John Michael Braun

New York Life Investment Management LLC

New York, NY

Manalapan, NJ

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-02-10
  • NJ RA
    APPROVED
    Since 2022-02-10

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 02/1998 Present
Nylife Distributors Llc Parsippany NJ 10/2003 Present
  • 02/1998 → Present
    New York Life Insurance Company
    New York, NY
  • 10/2003 → Present
    Nylife Distributors Llc
    Parsippany, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-22
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    2009-09-22
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22

View on SEC IAPD

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