Adam J Oestreich

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2014 → 04/2022
  Bank Of America, N.A.
  New York, NY
• 04/2022 → Present
  Stifel Nicolaus & Co Inc
  New York, NY

Previous Registrations

• 2014-02-10 → 2022-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2004-08-13 → 2013-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1. Ostrich Development Co.; 108 Leonard St #4C, New York, NY 10013; Family planning through the LLC; Manager; I manage all the investments in the accounts along with any and all transfers and distributions.; 06/13/2018; 2 Hours per Month; During Securities Trading Hours; Investment-Related. 2. A Leg to Stand On; 135 Madison Ave - 5th Fl, New York, NY 10016; Prosthetic charitable organization; Advisory Board Member; Fundraising & marketing; 06/02/2018; 1 Hour per Quarter; Not during securities trading hours; Not Investment-Related. 3. Little Island Investors LLC; 701 8th St NW, Ste 700, Washington DC, 20001; Passive Investment; Limited Partner; 12/25/2019; 1 Hour per Quarter; Not during securities trading hours; Investment-Related. 4. Western Heritage Investment Management Company; PO Box 10747 Bainbridge, WA 98110; owns 80%+ of a Garage in Hawaii; President of WHIMCO; My job will be to oversee the CFO who manages the garage and related vendors; 10/01/2025; 20hrs/yr; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-23
• S63 Uniform Securities Agent State Law Examination
  1996-10-09

Other Names

• Adam Joseph Oestreich