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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-02-04 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Newport Beach | CA | 01/2015 | Present |
1). The McNairy Group; Investment Related, Los Angeles, CA; Group name for business done through Wedbush Securities; No time is devoted; Name is only used in a monthly newsletter. --- 2). The Parks Pryor Wealth Management Group, Investment Related, Los Angeles, CA; DBA for business done through Wedbush Securities; Senior Vice President; Start: 07/2025; No time is devoted; This is a team name for clients managed within Wedbush. 3). Coastal Wealth Advisors - Financial Consultant; Investment-related; Pasadena, CA; DBA for business done through Wedbush Securities; No time devoted; Start date 7/27/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-30 |
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