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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2007-09-04 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Columbia | SC | 06/2002 | Present |
| Wells Fargo Advisors Llc | Charleston | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | Present |
PARROT POINT CREEK LLC, INV RELATED, CHARLESTON, SC, 100% OWNERSHIP, START 4/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, OWNER OF RENTAL PROPERTIES. MT. PLEASANT STREET PROPERTIES LLC, INV RELATED, CHARLESTON, SC, 100% OWNERSHIP, START 6/1/2016, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGER RENTAL PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; CHARLESTON,SC; 100% OWNERSHIP; START DATE 08/01/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; CHARLESTON,SC; 100% OWNERSHIP; START DATE 05/01/2018; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-12 |
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