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William Clain Jaques

LPl Financial LLC

Murray, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-22
UT RA APPROVED 2022-09-21
  • TX RA
    APPROVED_RES
    Since 2022-09-22
  • UT RA
    APPROVED
    Since 2022-09-21

Branch Locations

181 East 5600 St, Ste. 100, Murray, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegis Advisors, Inc. Salt Lake City UT 07/2006 09/2022
Mountain West Pensions, Inc. Sandy UT 10/2001 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 09/2022
Mountain West Retirement Advisors Llc Murray UT 07/2019 Present
Lpl Financial Llv Murray UT 09/2022 Present
  • 07/2006 → 09/2022
    Allegis Advisors, Inc.
    Salt Lake City, UT
  • 10/2001 → Present
    Mountain West Pensions, Inc.
    Sandy, UT
  • 01/2013 → 09/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2019 → Present
    Mountain West Retirement Advisors Llc
    Murray, UT
  • 09/2022 → Present
    Lpl Financial Llv
    Murray, UT
Previous Registrations
  • 2008-11-12 → 2022-09-28
    Cetera Wealth Services, Llc
    Murray, UT
    Sandy, UT
    Murray, UT
    Murray, UT
  • 2007-10-03 → 2008-09-09
    Insphere Securities, Inc.
    Midvale, UT
    Sandy, UT
    Salt Lake City, UT
  • 2006-07-31 → 2007-10-03
    Allegis Advisors, Inc.
    Salt Lake City, UT
Other Businesses

1)09/19/2022 - Mountain West Retirement Advisors LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2019 2)09/19/2022 - William Jaques - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2001 3)09/19/2022 - Mountain West Pensions, Inc - For Profit Business - Inv Rel - At Reported Business Location(s) - Start: 06/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-26
S63 Uniform Securities Agent State Law Examination 1994-08-30
  • S66 Uniform Combined State Law Examination
    2006-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-08-30
Other Names
  • W. Clain Jaques

View on SEC IAPD

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