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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-04 |
| UT | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Murray | UT | 07/2010 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Salt Lake City | UT | 07/2010 | Present |
| The Regent | Salt Lake City | UT | 03/2014 | 03/2018 |
| Rfp Inc | Salt Lake City | UT | 11/2014 | Present |
| Rfp Properties, Llc | Salt Lake City | UT | 12/2018 | Present |
| Rg Vista Llc | Salt Lake City | UT | 07/2003 | Present |
| Lpl Financial Llc | Murray | UT | 07/2021 | Present |
1) 08/03/2021- Reichert Wealth - DBA for LPL Business (entity for LPL business) - Reichert Wealth Sole owner - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2) 08/03/2021 - RFP, Inc. - Business Entity For Tax/Investment Purposes Only - Sole Owner - Inv Rel - At Reported Business Location(s) - Start: 11/2014 3) 08/03/2021 - RG Vista, LLC - Business Entity For Tax/Investment Purposes Only - 1) Limited Partner - Non-Inv Rel - At Reported Business Location(s) - Start: 2003 4) 08/03/2021 - RFP, Inc. - Tax Prep/Accounting/CPA - Owner - Inv Rel - At Reported Business Location(s) - Start: 11/2014 5) 08/03/2021 - RFP Properties LLC - Real Estate Rental - Owner - Inv Rel - 300 East 4500 South Murray, UT 84107 - Start: 12/2018 6) 08/03/2021 - Reichert Wealth - Non-Variable Insurance - Disability - Agent - Inv Rel - At Reported Business Location(s) - Start: 07/2021 - 5 Hr/Mth 7) 03/01/2022 - Reichert Wealth (DBA of RFP Inc) - Investment Related - At Reported Business Location(s) - Other - LLC for hunting land - Owner - Start Date - 02/16/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 8) 01/26/2026 - RG Insurance LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/21/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-16 |
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