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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-04
UT RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2024-12-04
  • UT RA
    APPROVED
    Since 2021-07-21

Branch Locations

300 E 4500 S, Murray, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Murray UT 07/2013 Present
Various Insurance Carriers For W&R Insurance Agencies Salt Lake City UT 08/2013 Present
National Association Of Professional Women Garden City NY 11/2014 12/2018
Utah State University Office Of Planned Giving Logan UT 08/2015 Present
David Reichert Cottonwood Heights UT 12/2017 Present
Westminster College Community Choir Salt Lake City UT 10/2017 Present
Junior League Of Salt Lake City Salt Lake City UT 07/2017 Present
Lpl Financial Llc Murray UT 07/2021 Present
  • 07/2013 → Present
    Waddell & Reed, Inc
    Murray, UT
  • 08/2013 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Salt Lake City, UT
  • 11/2014 → 12/2018
    National Association Of Professional Women
    Garden City, NY
  • 08/2015 → Present
    Utah State University Office Of Planned Giving
    Logan, UT
  • 12/2017 → Present
    David Reichert
    Cottonwood Heights, UT
  • 10/2017 → Present
    Westminster College Community Choir
    Salt Lake City, UT
  • 07/2017 → Present
    Junior League Of Salt Lake City
    Salt Lake City, UT
  • 07/2021 → Present
    Murray, UT
Previous Registrations
Other Businesses

1- 01/2021 / DBA for LPL Business (entity for LPL business) / Reichert Wealth / Investment Related / Murray, UT 84107

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-17
S63 Uniform Securities Agent State Law Examination 1999-11-03
  • S66 Uniform Combined State Law Examination
    2007-04-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-03
Designations

View on SEC IAPD

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