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Gregory Richard Thompson

Goelzer Investment Management

Carmel, IN

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Current Employers
Goelzer Investment Management

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-30
  • IN RA
    APPROVED
    Since 2025-10-30

Branch Locations

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Indianaoplis IN 05/2012 02/2020
Spectrum Management Group, Llc. Indianapolis IN 02/2020 05/2025
Spectrum Wealth Counsel, Llc Indianapolis IN 01/2023 05/2025
Goelzer Investment Management Inc. Carmel IN 10/2025 Present
Unemployed Carmel IN 06/2025 10/2025
  • 05/2012 → 02/2020
    Rbc Capital Markets, Llc
    Indianaoplis, IN
  • 02/2020 → 05/2025
    Spectrum Management Group, Llc.
    Indianapolis, IN
  • 01/2023 → 05/2025
    Spectrum Wealth Counsel, Llc
    Indianapolis, IN
  • 10/2025 → Present
    Goelzer Investment Management Inc.
    Carmel, IN
  • 06/2025 → 10/2025
    Unemployed
    Carmel, IN
Previous Registrations
  • 2023-01-06 → 2025-06-09
    Spectrum Wealth Management
    Indianapolis, IN
  • 2020-02-12 → 2023-01-30
    Spectrum Wealth Management
    Indianapolis, IN
  • 2012-06-05 → 2020-02-19
    Rbc Capital Markets, Llc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-04
S63 Uniform Securities Agent State Law Examination 1994-08-29
  • S66 Uniform Combined State Law Examination
    2012-06-04
  • S63 Uniform Securities Agent State Law Examination
    1994-08-29
Other Names
  • Greg R. Thompson

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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