Gregory Richard Thompson

Employer firm

Goelzer Investment Management CRD 44402

$4.51B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 02/2020
  Rbc Capital Markets, Llc
  Indianaoplis, IN
• 02/2020 → 05/2025
  Spectrum Management Group, Llc.
  Indianapolis, IN
• 01/2023 → 05/2025
  Spectrum Wealth Counsel, Llc
  Indianapolis, IN
• 10/2025 → Present
  Goelzer Investment Management Inc.
  Carmel, IN
• 06/2025 → 10/2025
  Unemployed
  Carmel, IN

Previous Registrations

• 2023-01-06 → 2025-06-09
  Spectrum Wealth Management
  Indianapolis, IN
• 2020-02-12 → 2023-01-30
  Spectrum Wealth Management
  Indianapolis, IN
• 2012-06-05 → 2020-02-19
  Rbc Capital Markets, Llc
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2012-06-04
• S63 Uniform Securities Agent State Law Examination
  1994-08-29

Other Names

• Greg R. Thompson